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Modelling forest canopy height by integrating airborne LiDAR samples with satellite Radar and multispectral imagery

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posted on 2018-01-11, 10:39 authored by Mariano Garcia Alonso, Sassan Saatchi, Susan Ustin, Heiko Balzter
Spatially-explicit information on forest structure is paramount to estimating aboveground carbon stocks for designing sustainable forest management strategies and mitigating greenhouse gas emissions from deforestation and forest degradation. LiDAR measurements provide samples of forest structure that must be integrated with satellite imagery to predict and to map landscape scale variations of forest structure. Here we evaluate the capability of existing satellite synthetic aperture radar (SAR) with multispectral data to estimate forest canopy height over five study sites across two biomes in North America, namely temperate broadleaf and mixed forests and temperate coniferous forests. Pixel size affected the modelling results, with an improvement in model performance as pixel resolution coarsened from 25 m to 100 m. Likewise, the sample size was an important factor in the uncertainty of height prediction using the Support Vector Machine modelling approach. Larger sample size yielded better results but the improvement stabilised when the sample size reached approximately 10% of the study area. We also evaluated the impact of surface moisture (soil and vegetation moisture) on the modelling approach. Whereas the impact of surface moisture had a moderate effect on the proportion of the variance explained by the model (up to 14%), its impact was more evident in the bias of the models with bias reaching values up to 4 m. Averaging the incidence angle corrected radar backscatter coefficient (γ°) reduced the impact of surface moisture on the models and improved their performance at all study sites, with R2 ranging between 0.61 and 0.82, RMSE between 2.02 and 5.64 and bias between 0.02 and −0.06, respectively, at 100 m spatial resolution. An evaluation of the relative importance of the variables in the model performance showed that for the study sites located within the temperate broadleaf and mixed forests biome ALOS-PALSAR HV polarised backscatter was the most important variable, with Landsat Tasselled Cap Transformation components barely contributing to the models for two of the study sites whereas it had a significant contribution at the third one. Over the temperate conifer forests, Landsat Tasselled Cap variables contributed more than the ALOS-PALSAR HV band to predict the landscape height variability. In all cases, incorporation of multispectral data improved the retrieval of forest canopy height and reduced the estimation uncertainty for tall forests. Finally, we concluded that models trained at one study site had higher uncertainty when applied to other sites, but a model developed from multiple sites performed equally to site-specific models to predict forest canopy height. This result suggest that a biome level model developed from several study sites can be used as a reliable estimator of biome-level forest structure from existing satellite imagery.

Funding

Mariano Garcia was supported by the Marie Curie International Outgoing Fellowship within the 7th European Community Framework Programme (ForeStMap − 3D Forest Structure Monitoring and Mapping, Project Reference: 629376). The contents on this paper reflect only the authors’ views and not the views of the European Commission. This study was partially funded by the Natural Environment Research Council’s support for the National Centre for Earth Observation. H. Balzter was supported by the Royal Society Wolfson Research Merit Award, 2011/R3 and the NERC National Centre for Earth Observation. The research was carried out at the Jet Propulsion Laboratory, California Institute of Technology, under a contract with the National Aeronautics and Space Administration. We thank NEON for providing the LiDAR data over the California study sites.

History

Citation

International Journal of Applied Earth Observation and Geoinformation, 2017, 66, pp. 159-173

Author affiliation

/Organisation/COLLEGE OF SCIENCE AND ENGINEERING/School of Geography, Geology and the Environment/GIS and Remote Sensing

Version

  • VoR (Version of Record)

Published in

International Journal of Applied Earth Observation and Geoinformation

Publisher

Elsevier

issn

0303-2434

Acceptance date

2017-11-30

Copyright date

2017

Available date

2018-01-11

Publisher version

https://www.sciencedirect.com/science/article/pii/S0303243417302763

Notes

Supplementary data associated with this article can be found, in the online version, at https://doi.org/10.1016/j.jag.2017.11.017.

Language

en

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